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Workplace bullying and sexual harassment are serious problems in general surgery residency. Incidents of workplace bullying and sexual harassment occur worldwide. A recent systematic review revealed a global pooled prevalence as high as 63% for workplace bullying and 27% for sexual harassment 1. The consequences of these negative behaviors have been extensively explored. In a residency learning environment, workplace bullying and sexual harassment are problematic due to physical and psychological implications for the resident, such as burnout, depression, and post-traumatic stress disorder. They also affect the quality of education and patient safety 2-8. Unfortunately, despite their negative consequences, workplace bullying and sexual harassment events are rarely reported by victims 9-11. Lately, workplace bullying and sexual harassment are enabled by a poor educational and ethical cultures in surgical departments, conditions closely related to the hierarchical and competitive structure of surgical training 12,13.
Surgical training takes place in a working and learning environment. In this workplace, workplace bullying occurs in “situations where an employee is persistently exposed to negative and aggressive behaviors at work, primarily of a psychological nature, with the effect of humiliating, intimidating, frightening, or punishing the target” as defined by Smith-Han et al. 14.
According to the United States National Academy of Sciences, Engineering, and Medicine, sexual harassment represents a type of discrimination in the form of 1Gender harassment, described as “verbal and non-verbal behaviors that convey hostility, objectification, exclusion, or second-class status about members of one gender”. 2Unwanted sexual attention, described as “verbal or physical unwelcome sexual advances, which can include assault”, and 3Sexual coercion, described as “favorable professional or educational treatment... conditioned on sexual activity” 15.
Assessment of workplace bullying and sexual harassment in Latin America requires attention. The region offers as many as 300 general surgery residency programs, in countries like Brazil, Argentina, Mexico, and Colombia, among others 16-18. According to the Lancet Commission on Global Surgery, Latin America also holds a representative proportion of the global surgical workforce. The ratio of surgeons in the region ranges from 40-59.9 per 100,000 population 19. In the region, information on workplace bullying and sexual harassment is limited and studies on occurrences are conducted from limited perspectives. Few studies provide information from the perspective of active surgeons, and even fewer report information from the viewpoint of residents 20.
By focusing on the perceptions of general surgery residents, the present study provides evidence on the prevalence of workplace bullying and sexual harassment in Colombia. This study also responds to increasing societal calls for periodic screening 22 in an era of zero tolerance for workplace bullying and sexual harassment 21. This study may also potentially lead to customized interventions 23-25.
Material and methods
Research design, context, and participants
This cross-sectional, multi-institutional study took place in June, 2020. Colombia has 20 university-based general surgery residency programs distributed in four regions: Northern, Central, Western, and Southern. Programs in the Central Region have a surgical tradition based on the Halstedian model of training. Surgical training spans four years. The estimated number of categorical residents is 380. We invited all residents, regardless of age, sex, year of training, or type of program, to participate in this research.
Measures and instruments
Residents self-rated their exposure to workplace bullying on a shortened version of the Negative Acts Questionnaire (NAQ) published in Spanish 26.
Using 14 questions, the NAQ assessed the frequency of workplace bullying in the prior six months, ranging from one (never) to five (daily). Additionally, residents rated the frequency for each negative behavior by different perpetrators (i.e., surgeons in charge of training, peers, patients) on a Likert scale. The scale ranged from one (extremely infrequent) to ten (extremely frequent). The coefficient of reliability of the questionnaire is 0.85.
To assess exposure to sexual harassment, researchers presented to participants the definition of the three forms of sexual harassment according to the United States National Academy of Sciences, Engineering, and Medicine 15. The authors asked if the residents were victims of any of those behaviors during the prior six months. For positive responses, participants rated the frequency of exposure on the Likert scale from one (never) to five (daily).
Data collection
The Division of Education of the Colombian Association of Surgery, in cooperation with program directors, coordinated data collection. Participants received an online survey containing the questionnaire and asking for demographic information (program, age, sex, and year of residency training). Once the anonymous questionnaire was completed and returned, researchers coordinated data transcription and organization to assure confidentiality and integrity of the information.
Statistical analysis
The authors analyzed the information when at least 60% of the available programs and 60% of the total number of active residents per program completed the questionnaires. Measurement of frequencies and descriptive statistics were used to gain insight into the relevant characteristics of the population.
For NAQ, a total score resulted from adding the scores given to each behavior by residents. Interpretation of the total score used percentiles. A NAQ score below the 25th percentile was interpreted as “not bullied”, a score from the 26th-75th percentile was considered as “occasionally bullied”, and participants who scored above the 75th percentile were considered “victims of continuous workplace bullying”. The results present workplace bullying as percentages and ranges. Similarly, the mean scores, standard deviations, and 95% confidence intervals (CI) were computed for the frequency of workplace bullying per perpetrator based on the 1-to-10-point Likert scale.
For residents who rated any form of sexual harassment during the prior six months, the percentages of sexual harassment were computed, irrespective of its frequency (i.e., daily, monthly). Ultimately, univariate comparisons of the demographic variables between victims and non-victims of workplace bullying and sexual harassment were determined with the chi square test (p<0.05). The Stata 15™ software used for the statistical analyses.
Results
A total of 302 residents from 20 general surgery residency programs in Colombia participated in the study, a 79.4% response rate. Table 1 shows the characteristics of the participants. Female residents made up 42. % of respondents. The mean age of participants was 28.9 ± 3.33 (23-42) years.
Table 1 Population characteristics associated with workplace bullying according to the shortened version of the Negative Acts Questionnaire
| Characteristic | Total n (%) | Non-victim n (%) | Occasional WPB n (%) | Continuous WPB n (%) | p value | |
|---|---|---|---|---|---|---|
| Residents | 302 | 154 (51) | 83 (274) | 65 (21.5) | ||
| Sex | NS | |||||
| Male | 175 (579) | 88 (50.2) | 50 (28.5) | 37 (21.1) | ||
| Female | 127 (42.0) | 66 (51.9) | 33 (25.9) | 28 (22.0) | ||
| University | NS | |||||
| Public | 96 (31.7) | 51 (53.3) | 30 (31.2) | 15 (15.6) | ||
| Private | 206 (68.2) | 103 (50) | 53 (25.7) | 50 (24.2) | ||
| Year of residency | NS | |||||
| 1 | 81 (26.8) | 45 (55.53) | 20 (24.6) | 16 (19.7) | ||
| 2 | 91 (30.1) | 43 (472) | 29 (31.8) | 19 (20.8) | ||
| 3 | 73 (24.1) | 32 (43.8) | 23 (31.5) | 18 (24.6) | ||
| 4 | 57 (18.8) | 34 (59.6) | 11 (19.3) | 12 (21.0) | ||
| Region | 0.001 | |||||
| Central | 164 (54.3) | 66 (40.2) | 56 (34.1) | 42 (25.6) | ||
| Northern | 52 (172) | 39 (75) | 9 (173) | 4 (7.6) | ||
| Western | 59 (19.5) | 33 (55.9) | 13 (22) | 13 (22.0) | ||
| Southern | 27 (8.9) | 16 (59.2) | 5 (18.5) | 6 (22.2) | ||
WPB: workplace bullying; NS: non-significant
The global rate of workplace bullying was 49% (148/302). Occasional workplace bullying occurred in 27.4% (83/302) and continuous workplace bullying in 21% (65/302) of the cases. There were no differences between victims and non-victims of workplace bullying based on sex, type of program (private vs. public), or year of residency training. However, we found significant differences by geographical distribution of programs (Table 1). Of the 164 residents in programs of the Central Region, 80 (59.7%) experienced workplace bullying, a much higher percentage than those from other regions (Northern: 25%; Western: 44%, and Southern: 40.7%). The most frequent negative behavior was “being shouted at or being a target of spontaneous rage” (67.5%). Table 2 presents the absolute frequencies of negative behaviors. The main perpetrators of workplace bullying in Colombia were surgeons in charge of training, 5.31 ± 2.97 (Likert scale: 1-10). Figure 1 presents negative behaviors by perpetrators.
Table 2 Frequency of negative behaviors according to the shortened version of the Negative Acts Questionnaire
| Negative behaviors | Total n (%) | Never n (%) | Sometimes n (%) | Monthly n (%) | Weekly (%) n | Daily n (%) | |
|---|---|---|---|---|---|---|---|
| 1 | Being shouted at or being the target of spontaneous anger | 204 (675) | 98 (32.4) | 141 (46.4) | 35 (11.5) | 25 (8.2) | 3(0.9) |
| 2 | Being ordered to do work below your level of competence | 202 (66.8) | 100 (33.1) | 129 (42.7) | 28 (9.2) | 32 (10.6) | 13 (4.0) |
| 3 | Having your opinions and views ignored | 202 (66.8) | 100 (33.1) | 150 (49.6) | 27 (8.9) | 19 (6.2) | 6 (1.9) |
| 4 | Persistent criticism of your errors and mistakes | 201 (66.5) | 101 (33.4) | 141 (46.4) | 21 (6.9) | 29 (9.6) | 10 (3.3) |
| 5 | Being humiliated or ridiculed in connection with your work | 200 (66.2) | 102 (33.7) | 141 (46.6) | 26 (8.6) | 26 (8.6) | 7(2.3) |
| 6 | Spreading of gossip and rumors about you | 184 (60.9) | 118 (39.0) | 120 (39.7) | 32 (10.6) | 15 (4.9) | 17 (5.6) |
| 7 | Being exposed to an unmanageable workload | 171 (56.6) | 131 (43.3) | 132 (43.7) | 16 (5.3) | 17 (5.6) | 6 (1.9) |
| 8 | Having insulting or offensive remarks made about your person (i.e., habits and background), your attitudes, or your private life | 158 (52.3) | 144 (47.6) | 113 (374) | 22 (7.2) | 20 (6.6) | 3(0.9) |
| 9 | Someone withholding information that affects your performance | 157 (51.9) | 145 (48.0) | 103 (34.1) | 25 (8.2) | 24 (7.9) | 5 (1.6) |
| 10 | Excessive monitoring of your work | 141 (46.6) | 161 (53.3) | 99 (32.7) | 18 (5.0) | 18 (5.9) | 6 (1.9) |
| 11 | Being ignored or excluded | 125 (41.3) | 177 (58.6) | 94 (31.1) | 16 (5.3) | 13 (4.3) | 2 (0.6) |
| 12 | Pressure not to claim something you are entitled to by right | 115 (38.08) | 187 (61.9) | 77 (25.5) | 19 (6.2) | 13 (4.3) | 6 (1.9) |
| 13 | Intimidating behavior such as finger-pointing, invasion of personal space, shoving, blocking/barring the way | 46 (15.2) | 256 (84.7) | 30 (9.9) | 12 (3.9) | 2 (0.6) | 2 (0.6) |
| 14 | Threats of violence or physical abuse or actual abuse | 20 (6.6) | 282 (93.3) | 14 (4.6) | 2 (0.6) | 3 (0.9) | 1 (0.3) |
The global rate of sexual harassment was 14.9 (45/302 cases). A total of 21 cases (47%) corresponded to gender harassment, 21 cases (47%) to unwanted sexual attention, and 3 cases (7%) to sexual coercion. The study found no differences between victims of and non-victims of sexual harassment according to the type of program (private vs. public) or year of residency training. There were significant differences between males and females (4.5% vs. 29.1%, p<0.05, respectively), and among geographical regions. Of the 45 cases in the country, 27 (60%) occurred in the Central region (p<0.05) (table 3).
Table 3 Characteristics of the population associated with sexual harassment
| Characteristic | Total n (%) | Non-victim n (%) | Victim n (%) | p value | |
|---|---|---|---|---|---|
| Residents | 302 | 257 (85.1) | 45 (14.9) | ||
| Sex | 0.001 | ||||
| Male | 175 (579) | 167 (95.4) | 8 (4.57) | ||
| Female | 127 (42.0) | 90 (70.8) | 37 (29.1) | ||
| University | |||||
| Public | 96 (31.7) | 82 (85.4) | 14 (14.5) | NS | |
| Private | 206 (68.2) | 175 (84.9) | 31 (15.0) | ||
| Year of residency | NS | ||||
| 1 | 81 (26.8) | 70 (86.4) | 11 (13.5) | ||
| 2 | 91 (30.1) | 71 (78.0) | 20 (21.9) | ||
| 3 | 73 (24.1) | 64 (876) | 9 (12.3) | ||
| 4 | 57 (18.8) | 52 (91.2) | 5 (8.7) | ||
| Region | 0.04 | ||||
| Central | 164 (54.3) | 137 (83.5) | 27 (16.4) | ||
| Northern | 52 (172) | 50 (96.1) | 2 (3.8) | ||
| Western | 59 (19.5) | 49 (83.0) | 10 (16.9) | ||
| Southern | 27 (8.9) | 21 (777) | 6 (22.2) | ||
NS: non-significant
Discussion
This study found that 49% of residents in Colombia experienced workplace bullying, and 14.9 % were victims of sexual harassment in 2020. Females were the most frequently victimized, with surgeons in charge of training as the main perpetrators. There were no differences in the negative behaviors related to the year of residency training. The predominant behavior related to workplace bullying was “being shouted at or being a target of spontaneous rage.” Unwanted sexual attention and gender harassment were the most frequent forms of sexual harassment.
For general surgery residents, Gianakos et al. reported global pooled rates of workplace bullying at 63% and sexual harassment at 27% 1. The present study reports a lower rate of occurrence of workplace bullying and sexual harassment in Colombia. However, the prevalence of the problem is higher in Colombia than in Spain. A NAQ-based study in Spain reported a 37.7% incidence of workplace bullying 27. Despite data discrepancy, some patterns of the problem in Colombia are like patterns in other countries. For example, as in other studies, workplace bullying and sexual harassment were significantly higher among females. Also, surgeons in charge of training were the most likely perpetrators 21,28-33.
The rates of workplace bullying and sexual harassment were higher among programs located in the Central region of Colombia. The training there is characterized by a long-standing tradition of hierarchies and competitiveness. These findings are consistent with previous studies reporting that the educational culture influences workplace bullying and sexual harassment in surgical training 12,13.
Results in the present study point to unwanted sexual attention and gender harassment as the most common forms of sexual harassment. Some studies describe these as crude, demeaning, explicit comments and/or racist or homophobic attitudes 33,34. In some reports, the problem seems more a concern for junior residents 2, but findings of this study do not support this observation. The results also differ in the type of workplace bullying attitudes. In other studies, the most frequent forms of workplace bullying, perceived by residents, were “ignoring the opinions”, “exposing to unmanageable workload”, and “reminding mistakes” 11,35.
This is the first study reporting workplace bullying and sexual harassment among surgical trainees. Some other studies available in Latin America described workplace bullying and sexual harassment prevalence only among practicing surgeons. A study in Ecuador reported a rate of 55.2% sexual harassment among practicing women surgeons 20. Similarly, a study in Mexico reported rates of 84% of workplace bullying and 24 % of sexual harassment in neurosurgery residents 36. This study included more than 90% of the general surgery residents in Colombia. This percentage ensured a thorough exploration of workplace bullying and sexual harassment in the country.
Even so, this study has a few limitations. The study asked for residents’ perceptions six months prior to filling out questionnaires; as the study was carried out four months after the onset of COVID-19 pandemic, the authors acknowledge the possible influence of the pandemic on the study results. Also, the study lacks qualitative perspective, such as voices of residents and surgeons in charge of training, to explore the main findings in greater depth. Ultimately, the study does not address the consequences of workplace bullying and sexual harassment for residents, institutions, and patients. These limitations call for future research. Longitudinal studies are also needed to compare the prevalence of workplace bullying and sexual harassment to the baseline measures of this study. Additionally, mixed methods research can investigate the dynamics of this complex problem. New studies on the consequences of workplace bullying and sexual harassment for different stakeholders and the educational culture would be welcome.
In response to growing concerns about workplace bullying and sexual harassment, this study also supports practices that strive for a healthy educational culture in surgery. The participant institutions received a report of baseline measures describing the magnitude of workplace bullying and sexual harassment in each program.
Similarly, in meetings of the CAS Division of Education, the authors discussed the study’s key findings with the directors of the residency programs. The authors anticipate that feedback and regular measures will help programs reflect on and appropriately react to this problem.
Finally, the findings of this study can create awareness about workplace bullying and sexual harassment among residents. Considering that residents are often victims, but also sometimes perpetrators of these behaviors, we call for their heightened awareness as a potential solution to the problem. Residents must speak up and report these unethical behaviors and promote a candid social discussion about them 1,23,24. We fervently hope this study contributes to the design of strategies to diminish workplace bullying and sexual harassment. These strategies should focus on transforming the educational culture of residency and medical practice and promoting healthy climates for learning.
In conclusion, workplace bullying and sexual harassment continue to be a serious, persistent, and widespread problem in general surgery training. This study describes the prevalence of workplace bullying and sexual harassment and its associated characteristics in Colombia. This is a Latin American country with a long tradition of surgical training at high standards, though not without its problems. The authors provide these findings to the existing body of evidence on workplace bullying and sexual harassment around the world. This study has implications for current practice and other future research.
